RK
ChFC
RK
ChFC
Richard Kasprak
48 Years of Experience
Mt. Pleasant, SC
2 DisclosuresBrokerSells Insurance
Richard Kasprak is a ChFC-designated registered investment advisor, based in Mt. Pleasant, SC, with 48 years of industry experience.
Location
217 Lucas St., Bldg. A, Mt. Pleasant, SC, 29464
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Regulatory History (2)
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Customer Dispute
December 2004Settled
Employment Separation After Allegations
May 1982Other Business ActivitiesSells Insurance
Richard is an agent for Avantax Insurance Agency and Richard C. Kasprak, selling insurance products including equity indexed annuities, individual major medical, and medicare supplement insurance policies. These activities require minimal time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
March 2010 - September 2025 · 15 yrs 6 mos
Avantax Investment Services, INC.Broker
April 2002 - September 2025 · 23 yrs 5 mos
Marquette Financial Group, INC.Broker
July 1982 - April 2002 · 19 yrs 9 mos
Edward D. Jones & CO., L.P.Broker
March 1982 - June 1982 · 3 mos
Ids Life Insurance CompanyBroker
May 1977 - October 1981 · 4 yrs 5 mos
Ids Marketing CorporationBroker
May 1977 - October 1981 · 4 yrs 5 mos
Investors Diversified Services, INC.Broker
May 1977 - October 1981 · 4 yrs 5 mos
State Registrations21 states
AZCACOCTDCFLGALAMDMEMINCNJNYOHPASCTNTXVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.