Donald Smith
Donald Smith is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Midland, MI, with 49 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2612 Ashman St, Midland, MI, 48640
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2003Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Donald sells fixed insurance products, including life, health, annuities, and long-term care, representing 5% of his business. He also owns and farms land, dedicating a few hours per week to this non-investment related activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Vestax Securities CorporationBroker
Equico Securities, INC.Broker
The Equitable Life Assurance Society of the United StatesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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