Robert Walters is a registered investment advisor at Morgan Stanley, based in New York, NY, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
399 Park Avenue, 12th Floor, New York, NY, 10022
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
August 2003 - June 2009 · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
May 2003 - June 2009 · 6 yrs 1 mo
Banc of America Securities LLCBroker
March 2001 - May 2003 · 2 yrs 2 mos
Ing Barings LLCBroker
February 1998 - March 2001 · 3 yrs 1 mo
Wheat, First Securities, INC.Broker
September 1992 - March 1998 · 5 yrs 6 mos
Alex. Brown & Sons IncorporatedBroker
December 1990 - October 1992 · 1 yr 10 mos
Barclays De Zoete Wedd IncorporatedBroker
November 1990 - December 1990 · 1 mo
County Natwest Securities Corporation USABroker
January 1987 - May 1990 · 3 yrs 4 mos
Goldman, Sachs & CO.Broker
June 1977 - October 1986 · 9 yrs 4 mos
State Registrations11 states
CACTFLGAKYMAMDMONMNYOK
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.