Mark Bergeron
Mark Bergeron is a CFP-designated registered investment advisor at Smart Portfolios, LLC, based in Lake Forest Park, WA, with 26 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 161 clients with $200M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.50% |
| $1.0M - $2.0M | 1.20% |
| $2.0M - $4.0M | 1.00% |
| $4.0M - $6.0M | 0.90% |
| $6.0M - $7.0M | 0.80% |
| $7.0M - $8.0M | 0.70% |
| $8M+ | 0.70% |
Fees are negotiable for accounts over $8 million.
Fee Estimator
Location
17849 Ballinger Way Ne, Lake Forest Park, WA, 98155
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2021Other Business ActivitiesSells Insurance
Mark works as an insurance broker, dedicating about a quarter of his time to sales of life and disability insurance products since 1997.
Employment History
Current Registrations
Smart Portfolios, LLC
Wlfb INC
Previous Registrations
The Advisor Source, INC.
Icm Asset Management INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.