JS
CFP
JS
CFP
John Schreiber
48 Years of Experience
Mukwonago, WI
5 DisclosuresBroker
John Schreiber is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in Mukwonago, WI, with 48 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
801 Main Street, Mukwonago, WI, 53149
Get directionsHistory
Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
June 2022Customer Dispute
April 2001Denied
Customer Dispute
April 2000Settled
Customer Dispute
June 1990Settled
Regulatory
November 1979Final
Other Business Activities
John is an independent contractor for John Schreiber Services Inc. since 2014, and Schreiber Financial Services since 2024, spending about a quarter to half of his time on each.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2017 - Present · 8 yrs 7 mos
Raymond James Financial Services, INC.Broker
October 1985 - Present · 40 yrs 7 mos
Previous Registrations
Schreiber Investment Advisory Services
April 2011 - December 2019 · 8 yrs 8 mos
Bts Asset Management, INC.
July 1998 - December 2007 · 9 yrs 5 mos
Creative Asset Management, INC.Broker
April 1981 - September 1985 · 4 yrs 5 mos
Investment Management & Research, INCBroker
July 1977 - October 1983 · 6 yrs 3 mos
State Registrations9 states
ARFLGAMEMINCNYOHWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.