Frederick Palen
Frederick Palen is a registered investment advisor at Palen Financial LLC, based in Davenport, IA, with 27 years of industry experience. Frederick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 165 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $200K | 1.55% |
| $200K - $400K | 1.40% |
| $400K+ | 1.30% |
Fees are negotiable.
Fee Estimator
Location
4620 East 53rd St Suite 200, Davenport, IA, 52807
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Frederick is involved in outside insurance sales through Palen Financial DBA since 2009. He offers Blue Cross Blue Shield health insurance, Medicare insurance, and LTC to clients through Non-Variable Insurance - Group Benefits, LTD.
Employment History
Current Registrations
Palen Financial LLC
Previous Registrations
LPL Financial Corporation
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.