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Wayne Breyfogle

Stifel, Nicolaus & Company, Incorporated
44 Years of Experience
Lincoln, NE
1 DisclosureBroker
View SEC Summary
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Wayne Breyfogle is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Lincoln, NE, with 44 years of industry experience. Wayne is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

100 N 8th Street, Suite 150, POB 21797 Lincoln, NE 68542, Lincoln, NE, 68508

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2000 - Present · 25 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2000 - Present · 26 yrs 3 mos
Previous Registrations
Robert W. Baird & CO. IncorporatedBroker
July 1993 - July 2000 · 7 yrs
Everen Securities, INC.Broker
September 1990 - August 1993 · 2 yrs 11 mos
Blunt Ellis & Loewi IncorporatedBroker
July 1989 - September 1990 · 1 yr 2 mos
Shearson Lehman Hutton INC.Broker
May 1988 - August 1989 · 1 yr 3 mos
E. F. Hutton & Company INCBroker
October 1981 - May 1988 · 6 yrs 7 mos
State Registrations42 states
ALARAZCACODEFLGAHIIAIDILINKSKYMAMDMIMNMOMTNCNDNENJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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