Richard Shaw is a registered investment advisor at Qvm Group LLC, based in South Glastonbury, CT, with 19 years of industry experience. Richard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 15 clients with $68M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
QVM Group offers two services:
- Portfolio Management: Clients pay a flat monthly fee based on the estimated hours of work required, re-evaluated annually. The fee considers the frequency, form, and extent of communications, the number of accounts to be handled, and other factors.
- Portfolio Coaching: Clients receive portfolio research reports, review of submitted portfolio holdings, and advice as requested. The fee structure for this service is not specified.
Location
South Glastonbury, CT
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard publishes investment-related articles on Seeking Alpha to earn royalties.
Employment History
Current Registrations
Qvm Group LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.