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Henry Miller

48 Years of Experience
Richmond, VA
1 DisclosureBroker

Henry Miller is a registered investment advisor at RBC Capital Markets, LLC, based in Richmond, VA, with 48 years of industry experience. Henry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

919 East Main Street, Suite 2000, Richmond, VA, 23219-4622

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2002
Settled
Other Business Activities

Henry serves on the advisory board for the Massey Cancer Center, dedicating minimal time. He also holds a secretary position in the Society of the Cincinnati in the State of Virginia and is a committee member for The Society of the Cincinnati, spending minimal time on each.

Employment History
Current Registrations
RBC Capital Markets, LLC
May 2002 - Present · 24 yrs
RBC Capital Markets, LLCBroker
March 2002 - Present · 24 yrs 2 mos
RBC Capital Markets, LLC
March 2002 - Present · 24 yrs 2 mos
Previous Registrations
Tucker Anthony IncorporatedBroker
March 2001 - March 2002 · 1 yr
Branch, Cabell & CO., INC.Broker
July 1977 - March 2001 · 23 yrs 8 mos
State Registrations40 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Henry Miller - Financial Advisor | TrueAdvisor