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Frank Swyden

24 Years of Experience
Overland Park, KS

Frank Swyden is a registered investment advisor at Frank K. Swyden Asset Mngt INC, based in Overland Park, KS, with 24 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 47 clients with $53M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
47 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$52.5M

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.55%
$1.0M - $10.0M0.50%
$10M+0.45%

Fees are negotiable in limited instances at the firm’s discretion.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

6901 Shawnee Mission Parkway, Bldg #2 Ste # 210, Overland Park, KS, 66202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Frank K. Swyden Asset Mngt INC
March 2002 - Present · 24 yrs 2 mos
State Registrations3 states
KSMOTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.