Terry Norris
Terry Norris is a CFP, ChFC-designated registered investment advisor at Osaic Wealth, INC., based in Greenville, SC, with 41 years of industry experience. Terry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
605 North Main St., Greenville, SC, 29601
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Terry owns a sole proprietorship involved in insurance sales, including life insurance and fixed annuities, dedicating minimal time. He also owns Norris Financial Group, LLC, where he works nearly full-time providing investment and financial planning advice and executing trades, and is the owner of Terry L Norris Financial Services, Inc., an entity for payroll and taxes, dedicating a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Norris Financial Group, LLC
Osaic Wealth, INC.Broker
Previous Registrations
Royal Alliance Associates, INC.
Integrated Resources Equity CorporationBroker
Swan Securities INC.Broker
Hibbard Brown & CO., INC.Broker
Lincoln National Pension Insurance CompanyBroker
Hibbard-Beck, INC.Broker
Mutual of Omaha Fund Management CompanyBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.