HF
HF

Hadi Fahimi

47 Years of Experience
Greenwich, CT
Broker

Hadi Fahimi is a registered investment advisor at Raymond James & Associates, INC., based in Greenwich, CT, with 47 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Three Pickwick Plaza, 4th Floor, Greenwich, CT, 06830

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.
September 2016 - Present · 9 yrs 8 mos
Raymond James & Associates, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
Deutsche Bank Securities INC.Broker
August 2005 - September 2016 · 11 yrs 1 mo
Lehman Brothers INC.Broker
November 1999 - September 2004 · 4 yrs 10 mos
Cibc World Markets CORP.Broker
April 1994 - December 1999 · 5 yrs 8 mos
Lehman Brothers INC.Broker
May 1988 - November 1999 · 11 yrs 6 mos
E. F. Hutton & Company INCBroker
April 1983 - May 1988 · 5 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - March 1983 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
September 1977 - September 1978 · 1 yr
State Registrations11 states
CACTFLILMAMDNCNJNYRITX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Hadi Fahimi - Financial Advisor | TrueAdvisor