Fred Sprinz
Fred Sprinz is a CFP-designated registered investment advisor at Embarcadero Financial Group, based in Salinas, CA, with 48 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 196 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.20% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $5.0M | 0.80% |
| $5M+ | 0.70% |
Under certain circumstances, based upon the nature of the Account and the services requested, EFIA in its sole discretion may modify or waive the minimum annual fee.
Fee Estimator
Location
7 John Street, Salinas, CA, 93901
Get directionsHistory
Regulatory History (1)
Customer Dispute
July 2008Other Business Activities
Fred works as an advisor on the Embarcadero Financial platform since 2017. This activity requires minimal time.
Employment History
Current Registrations
Embarcadero Financial Group
On Investment Management CO
The O.N. Equity Sales CompanyBroker
Previous Registrations
Cna Investor Services, INC.Broker
Cigna Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.