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Arch Decastrique

48 Years of Experience
Elizabethtown, NC
BrokerSells Insurance

Arch Decastrique is a ChFC-designated registered investment advisor at Capital Investment Advisory Services, LLC, based in Elizabethtown, NC, with 48 years of industry experience. Arch is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 6,276 clients with $2.4B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
102 advisors
Number of Clients
6,276 clients
Average Client Portfolio
$381K average
Assets Under Management
$2.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Minimum Annual Fee:$500
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Basic annual fee schedule is up to 2% annually, which is negotiable based on client circumstances. Accounts may be subject to a minimum annual fee of $500.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Elizabethtown, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Arch is the president and sole employee of DeCastrique Financial Services, Inc. The business is used for insurance, financial, and investment products.

Employment History
Current Registrations
Capital Investment Advisory Services, LLC
January 2013 - Present · 13 yrs 9 mos
Capital Investment Group, INC.Broker
January 2010 - Present · 16 yrs 9 mos
Previous Registrations
Cic Advisers, LLC
January 2010 - December 2012 · 2 yrs 11 mos
Nationwide Securities, LLCBroker
August 2008 - December 2009 · 1 yr 4 mos
Nationwide Securities, LLC
August 2008 - December 2009 · 1 yr 4 mos
1717 Capital Management Company
July 2008 - August 2008 · 1 mo
1717 Capital Management CompanyBroker
June 2007 - August 2008 · 1 yr 2 mos
Nationwide Securities, INC.Broker
July 2005 - August 2007 · 2 yrs 1 mo
1717 Capital Management CompanyBroker
May 2003 - December 2004 · 1 yr 7 mos
1717 Capital Management Company
December 2001 - March 2003 · 1 yr 3 mos
1717 Capital Management CompanyBroker
May 2001 - March 2003 · 1 yr 10 mos
1717 Capital Management CompanyBroker
July 1995 - May 2001 · 5 yrs 10 mos
Equico Securities, INC.Broker
October 1980 - July 1995 · 14 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
October 1977 - July 1995 · 17 yrs 9 mos
State Registrations6 states
GANCNHNJSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Arch Decastrique - Financial Advisor | TrueAdvisor