EJ
EJ

Elton Johnson

43 Years of Experience
12 DisclosuresBroker

Elton Johnson is a registered investment advisor at Amerivet Securities, INC., based in New York, NY, with 43 years of industry experience. Elton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2 advisors
IM Fee
Planning only

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1155 Avenue of the Americas, 14th Floor, New York, NY, 10036

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History

Regulatory History (12)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
December 2022
Judgment / Lien
April 2021
Judgment / Lien
February 2020
Judgment / Lien
March 2017
Judgment / Lien
September 2015
Judgment / Lien
May 2015
Judgment / Lien
April 2015
Regulatory
March 2003
Final
Regulatory
December 2000
Final
Regulatory
August 1999
Final
Regulatory
November 1996
Final
Criminal
March 1993
Final Disposition
Other Business Activities

Elton is the President & CEO of Executive Command Group, Inc., a private investigative services firm, dedicating about 10-20% of his time. He is also a Director at Veteran Ventures Capital, LLC, a venture capital firm for veteran-owned businesses, spending minimal time on this role.

Employment History
Current Registrations
Amerivet Securities, INC.
January 2012 - Present · 14 yrs 3 mos
Amerivet Securities, INC.Broker
May 1994 - Present · 31 yrs 11 mos
Previous Registrations
Moorgate Investments, INC.Broker
September 1995 - February 1996 · 5 mos
Lamaute Capital IncorporatedBroker
October 1993 - October 1993 · 0 mos
Rockefeller, Rothschild, & SteeleBroker
June 1993 - September 1993 · 3 mos
U. S. Pacific Financial Services, INC.Broker
July 1992 - September 1993 · 1 yr 2 mos
Johnson, Mckenney,carr & Company IncorporatedBroker
April 1990 - August 1993 · 3 yrs 4 mos
National Capital Investment Partners, INC.Broker
November 1989 - November 1991 · 2 yrs
Noble Financial CorporationBroker
August 1989 - October 1989 · 2 mos
Wainwright Securities, LTD.Broker
August 1988 - November 1988 · 3 mos
Elton Johnson SecuritiesBroker
July 1987 - December 1987 · 5 mos
Gene Morgan FinancialBroker
July 1987 - September 1987 · 2 mos
Great Western Financial Securities CorporationBroker
February 1987 - July 1987 · 5 mos
Johnson & Jounet SecuritiesBroker
July 1986 - June 1988 · 1 yr 11 mos
Pacific Brokerage ServicesBroker
June 1984 - December 1984 · 6 mos
Security Pacific Brokers, INC.Broker
June 1983 - June 1984 · 1 yr
Wedbush, Noble, Cooke, INCBroker
November 1981 - April 1983 · 1 yr 5 mos
Kennedy, Cabot & CO.Broker
December 1980 - September 1981 · 9 mos
Blinder, Robinson & Co.,inc.Broker
October 1977 - July 1979 · 1 yr 9 mos
State Registrations2 states
CAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.