Vincent Gallagher
Vincent Gallagher is a registered investment advisor at LPL Financial LLC, based in Bridgeport, OH, with 45 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
300 Howard St. Ste 1, Bridgeport, OH, 43912
Get directionsHistory
Regulatory History (6)
Customer Dispute
August 2023Financial
November 2020Employment Separation After Allegations
March 2006Customer Dispute
March 2001Customer Dispute
April 1998Criminal
June 1997Other Business Activities
Vincent operates his LPL business through Pathway Growth Partners, LLC. This activity takes nearly full-time.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Kestra Advisory Services, LLC
NFP Advisor Services, LLC
Kestra Investment Services, LLCBroker
Hazlett, Burt & Watson, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.