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Dennis Hendrix

48 Years of Experience
Columbus, GA
2 DisclosuresBroker

Dennis Hendrix is a registered investment advisor at Ameriprise Financial Services, LLC, based in Columbus, GA, with 48 years of industry experience. Dennis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

945 Broadway, Suite 100, Columbus, GA, 31901

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2001
Settled
Customer Dispute
August 1999
Settled
Other Business Activities

Dennis is a board member at Hendrix since 2017. This activity is not investment-related and takes a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLC
October 2009 - Present · 16 yrs 9 mos
Ameriprise Financial Services, LLCBroker
October 2009 - Present · 16 yrs 9 mos
Previous Registrations
Ameriprise Advisor Services, INC.
April 2007 - October 2009 · 2 yrs 6 mos
Ameriprise Advisor Services, INC.Broker
March 2007 - October 2009 · 2 yrs 7 mos
Wachovia Securities, LLC
March 2003 - March 2007 · 4 yrs
Wachovia Securities, LLCBroker
June 2002 - March 2007 · 4 yrs 9 mos
Wachovia Securities, INC.Broker
August 1989 - June 2002 · 12 yrs 10 mos
The Robinson-Humphrey Company INC.Broker
June 1981 - August 1989 · 8 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - July 1981 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
October 1977 - September 1978 · 11 mos
State Registrations15 states
ALCACODCFLGAKYMDMEMIMONCOKSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Hendrix - Financial Advisor | TrueAdvisor