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Elaine Miller

48 Years of Experience
Front Royal, VA
Broker

Elaine Miller is a registered investment advisor at LPL Financial LLC, based in Front Royal, VA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Front Royal, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elaine operates Highland Partners Financial Services as a DBA for her LPL business. This activity is investment-related and takes up nearly all of her time.

Employment History
Current Registrations
LPL Financial LLC
May 2024 - Present · 2 yrs
LPL Financial LLC
May 2024 - Present · 2 yrs
LPL Financial LLCBroker
May 2024 - Present · 2 yrs
Previous Registrations
Momentum Independent Network INC.
July 2021 - May 2024 · 2 yrs 10 mos
Momentum Independent Network INC.Broker
July 2021 - May 2024 · 2 yrs 10 mos
Capitol Securities Management, INC.Broker
April 2009 - July 2021 · 12 yrs 3 mos
Capitol Securities Management, INC.
April 2009 - July 2021 · 12 yrs 3 mos
Anderson & Strudwick, Incorporated
April 2005 - April 2009 · 4 yrs
A&s Capital Advisors, INC.
November 2002 - April 2005 · 2 yrs 5 mos
Anderson & Strudwick, IncorporatedBroker
November 2002 - April 2009 · 6 yrs 5 mos
Morgan Stanley
July 1995 - November 2002 · 7 yrs 4 mos
Morgan Stanley Dw INC.Broker
June 1995 - November 2002 · 7 yrs 5 mos
Davenport & CO. of Virginia, INC.Broker
October 1983 - June 1995 · 11 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - November 1983 · 5 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
October 1977 - September 1978 · 11 mos
State Registrations9 states
FLLANCNYOHPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.