John Austin
John Austin is a registered investment advisor at Cetera Investment Advisers LLC, based in Brookeville, MD, with 47 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Brookeville, MD
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John offers fixed insurance products including life, health, disability, annuities, and long-term care. He is also a partner in Austin Wealth Management, LLC and a financial professional at NDA Wealth Foundations, LLC, dedicating nearly full-time hours to each.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
Mfs Fund Distributors, INC.Broker
Crestar Securities CorporationBroker
Citicorp Investment ServicesBroker
Invest Financial CorporationBroker
Royal Alliance Associates, INC.Broker
Integrated Resources Equity CorporationBroker
Financial Planners Equity CorporationBroker
Dean Witter Reynolds INC.Broker
Dean Witter & CO. IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.