JH
JH

James Hill

48 Years of Experience
Richmond Hill, GA
1 DisclosureBrokerSells Insurance

James Hill is a registered investment advisor at LPL Financial LLC, based in Richmond Hill, GA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

Richmond Hill, GA

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2001
Settled
Other Business ActivitiesSells Insurance

James operates his LPL business through Hill Financial Group, LLC. He also sells non-variable insurance through Hill Financial Group, LLC, dedicating minimal time, and owns investment-related rental real estate, also dedicating minimal time.

Employment History
Current Registrations
LPL Financial LLC
April 2019 - Present · 7 yrs 1 mo
LPL Financial LLCBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Woodbury Financial Services, INC.
August 2016 - April 2019 · 2 yrs 8 mos
Woodbury Financial Services, INC.Broker
August 2016 - April 2019 · 2 yrs 8 mos
Hornor, Townsend & Kent, INC.
January 2004 - September 2016 · 12 yrs 8 mos
Hornor, Townsend & Kent, INC.Broker
January 2004 - September 2016 · 12 yrs 8 mos
AXA Advisors, LLC
October 2003 - January 2004 · 3 mos
AXA Advisors, LLCBroker
October 1980 - January 2004 · 23 yrs 3 mos
The Equitable Life Assurance Society of the United StatesBroker
November 1977 - January 2000 · 22 yrs 2 mos
State Registrations5 states
ALCOFLGATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.