Samuel Galloway
Samuel Galloway is a registered investment advisor at Raymond James & Associates, INC., based in Spartanburg, SC, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
349 E. Main Street, Suite 201, Spartanburg, SC, 29302
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Samuel is an officer, treasurer, board member, and committee member for the Bobby Chapman Junior Invitational since 1995, involved in tournament planning and fundraising. He also serves on the Investment Advisory Committee for The Spartanburg County Foundation since 2022, advising on investment policy and practices, dedicating minimal time to this role.
Employment History
Current Registrations
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Previous Registrations
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
The Robinson-Humphrey Company, LLCBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
Paine, Webber, Jackson & Curtis IncorporatedBroker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.