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Mark Heberger

Stonex Advisors INC.
48 Years of Experience
Rochester, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
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Mark Heberger is a registered investment advisor at Stonex Advisors INC., based in Rochester, NY, with 48 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 9,843 clients with $5.1B in assets under management.

Stonex Advisors INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
233 advisors
Number of Clients
9,843 clients
Average Client Portfolio
$517K average
Assets Under Management
$5.1B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Minimum Annual Fee:$200
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiated between the client and financial advisor up to a maximum annualized rate of 2.00% for standard assets and 1.50% for annuity allocations. Subject to a minimum annual fee of $200 or 0.10%, whichever is greater ($300 for Unified Managed Accounts). American Funds F2 platform has a separate tiered schedule of 0.80% and 0.55%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Rochester, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2018
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Mark is a sole proprietor working as an insurance agent, selling and servicing life, accident, and health insurance. This activity takes minimal time and is compensated through commissions.

Employment History
Current Registrations
Stonex Advisors INC.
May 2015 - Present · 11 yrs 5 mos
Stonex Securities INC.Broker
September 2014 - Present · 12 yrs 1 mo
Previous Registrations
Wrp Investments, INC.Broker
December 2008 - September 2014 · 5 yrs 9 mos
Empire Financial Group, INC.Broker
July 2001 - December 2008 · 7 yrs 5 mos
Centennial Capital Management, INC.Broker
May 1997 - July 2001 · 4 yrs 2 mos
World Invest CorporationBroker
August 1990 - May 1997 · 6 yrs 9 mos
Global Investor Securities, INC.Broker
December 1987 - August 1990 · 2 yrs 8 mos
Mutual Funds Associates INC.Broker
November 1977 - December 1987 · 10 yrs 1 mo
State Registrations6 states
AZCAFLNCNYSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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