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William Vanevera

48 Years of Experience
Schenectady, NY
1 DisclosureBrokerSells Insurance

William Vanevera is a registered investment advisor at MML Investors Services, LLC, based in Schenectady, NY, with 48 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Schenectady, NY

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2009
Denied
Other Business ActivitiesSells Insurance

William sells individual life, health, and group life insurance products since 2000. This activity requires minimal time.

Employment History
Current Registrations
MML Investors Services, LLC
June 2021 - Present · 5 yrs 4 mos
MML Investors Services, LLCBroker
February 2001 - Present · 25 yrs 8 mos
Previous Registrations
Berkshire Equity Sales, INC.Broker
November 1989 - January 2001 · 11 yrs 2 mos
John Hancock Distributors, INC.Broker
March 1986 - December 1989 · 3 yrs 9 mos
Pml Securities CompanyBroker
November 1977 - March 1986 · 8 yrs 4 mos
State Registrations4 states
CTFLMANY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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