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Dennis Schmidt

&partners
48 Years of Experience
Boston, MA
4 DisclosuresBroker
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Dennis Schmidt is a registered investment advisor at &partners, based in Boston, MA, with 48 years of industry experience. Dennis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 62,194 clients with $30B in assets under management.

&partners
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
548 advisors
Number of Clients
62,194 clients
Average Client Portfolio
$487K average
Assets Under Management
$30.3B

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any3.00%

Advisory fee is based on a percentage of assets under management, capped at 3.0%. Fees are individually negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

280 Summer Street, 9th Floor, Boston, MA, 02210

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History

Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2013
Denied
Customer Dispute
August 2004
Settled
Customer Dispute
March 1997
Settled
Customer Dispute
November 1995
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
&partners
September 2024 - Present · 2 yrs 1 mo
&partnersBroker
September 2024 - Present · 2 yrs 1 mo
&partners
September 2024 - Present · 2 yrs 1 mo
Previous Registrations
Wells Fargo Advisors
July 2002 - September 2024 · 22 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2002 - September 2024 · 22 yrs 2 mos
Salomon Smith Barney INC.
October 1996 - August 2002 · 5 yrs 10 mos
Salomon Smith Barney INC.Broker
May 1989 - August 2002 · 13 yrs 3 mos
Drexel Burnham Lambert IncorporatedBroker
December 1977 - May 1989 · 11 yrs 5 mos
State Registrations31 states
ALAZCACOCTDCDEFLGAILKSMAMDMEMIMTNCNJNMNVNYOHORPASCTNTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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