Linda Mills
Linda Mills is a registered investment advisor at LPL Financial LLC, based in Trophy Club, TX, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Trophy Club, TX
Get directionsHistory
Regulatory History (6)
Financial
March 2025Financial
November 2023Financial
August 2023Financial
May 2023Judgment / Lien
March 2018Customer Dispute
June 1995Other Business Activities
Linda operates Mills & Kernan Wealth Management as a DBA for her LPL business since 2009. She also provides investment advisory services through Advisor Resource Council and its DBA, 360 Wealth Management, dedicating nearly full-time hours to these activities.
Employment History
Current Registrations
LPL Financial LLC
Advisor Resource Council
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley Smith Barney LLC
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thomson Mckinnon Securities INC.Broker
Shearson/american Express INC.Broker
Drexel Burnham Lambert IncorporatedBroker
Dean Witter Reynolds INC.Broker
Reynolds Securities, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.