Kathleen Hosty
Kathleen Hosty is a CFP-designated registered investment advisor at Iht Wealth Management LLC, based in Chicago, IL, with 36 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning, and 1 more. Their firm serves 23,131 clients with $6.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IHT Wealth Management charges a percentage of your portfolio's value for investment management. The exact fee is negotiated with each client, up to a maximum of 2% annually. Clients with smaller accounts may pay higher fees. IHT also offers access to LPL Financial's Guided Wealth Portfolios (GWP), which charges a maximum fee of 1.35%, including LPL's program fee of 0.35% and an advisor fee up to 1.00%.
Location
200 W. Adams, Suite 2015, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen operates Mueller Financial Services as a DBA for her LPL business and as a Registered Investment Advisor DBA. She also provides investment advisory services through IHT Wealth Management LLC and is a board member for Chicago Finance Exchange, dedicating minimal time to the latter. Kathleen also sells non-variable insurance through Mueller Financial Services, dedicating about a quarter of her time.
Employment History
Current Registrations
Iht Wealth Management LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Independent Financial Partners
Mueller Financial Services, INC.
1st Global Capital CORP.Broker
1st Global Advisors INC
Wipfli Hewins Investment Advisors LLC
J.P. Morgan Securities INC.Broker
J.p.morgan Securities INC.
J. P. Morgan Securities INC.
J.P. Morgan Securities INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
White, Weld & CO. IncorporatedBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.