James Todd is a registered investment advisor at LPL Financial LLC, based in Centerville, UT, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1752 County Circle, Centerville, UT, 84014-1846
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Regulatory History (1)
Customer Dispute
July 2010Other Business Activities
James is involved in real estate rental as an investment, dedicating minimal time to this activity. This began in June 2023.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Kemper Securities Group, INC.Broker
Boettcher & Company, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.