LN
LN

Louis Noschese

43 Years of Experience
Las Vegas, NV

Louis Noschese is a registered investment advisor at Rareview Capital LLC, based in Las Vegas, NV, with 43 years of industry experience. Louis operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $420M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
35 clients
Average Client Portfolio
$12.1M average
Assets Under Management
$423.7M

Fee Structure

Minimum Investment:$1M
Investment management only (planning not offered)

Rareview Capital manages investments through separately managed accounts (SMAs). The annual fee ranges from 0.75% to 1.25% of the portfolio's market value. Fees are negotiable and may vary based on the type of investment strategy. Rareview may also charge a performance-based fee for certain strategies.

For investments in Rareview Funds (ETFs), Rareview receives a management fee based on the fund's average daily net assets. These fees vary by fund, for example, the Rareview Dynamic Fixed Income ETF has a 0.97% management fee.

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Location

10785 W. Twain Avenue, Suite 210, Las Vegas, NV, 89135

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Rareview Capital LLC
November 2016 - Present · 9 yrs 6 mos
Previous Registrations
Quasar Distributors, LLCBroker
February 2017 - December 2020 · 3 yrs 10 mos
E D & F Man Capital Markets INC.Broker
October 2013 - March 2014 · 5 mos
Navigate AdvisorsBroker
December 2011 - December 2012 · 1 yr
Mf Global INC.Broker
September 2010 - December 2011 · 1 yr 3 mos
Navigate AdvisorsBroker
April 2008 - August 2010 · 2 yrs 4 mos
Rbs Greenwich CapitalBroker
December 2006 - April 2008 · 1 yr 4 mos
UBS Securities LLCBroker
January 1995 - October 2006 · 11 yrs 9 mos
Bear, Stearns & CO. INC.Broker
April 1993 - December 1994 · 1 yr 8 mos
Crt Government Securities, LTD.Broker
November 1990 - February 1993 · 2 yrs 3 mos
Dillon, Read & CO. INC.Broker
September 1989 - September 1990 · 1 yr
Drexel Burnham Lambert IncorporatedBroker
June 1985 - July 1989 · 4 yrs 1 mo
Dean Witter Reynolds INC.Broker
March 1979 - March 1985 · 6 yrs
Loeb PartnersBroker
January 1978 - January 1979 · 1 yr
Loeb Rhoades & CO. INC.Broker
December 1977 - January 1978 · 1 mo
State Registrations1 state
CT
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Louis Noschese - Financial Advisor | TrueAdvisor