Stephen Brown
Stephen Brown is a registered investment advisor at Lasalle St. Investment Advisors, L.L.C., based in Portland, OR, with 47 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning, and 1 more. Their firm serves 11,941 clients with $4.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 2.50% |
| $250K - $500K | 2.25% |
| $500K - $1.0M | 2.00% |
| $1.0M - $2.0M | 1.80% |
| $2.0M - $5.0M | 1.60% |
| $5.0M - $10.0M | 1.40% |
| $10M+ | 1.40% |
Fees are negotiable for accounts over $10,000,001. This schedule is for the LaSalle St. Asset Management Program (LAMP). LSIA also has a separate fee schedule for Managed Programs.
Fee Estimator
Location
8835 SW Canyon Ln., Ste 115, Portland, OR, 97225
Get directionsHistory
Regulatory History (6)
Customer Dispute
December 2012Customer Dispute
June 2012Customer Dispute
February 2011Customer Dispute
October 1992Regulatory
December 1990Customer Dispute
November 1989Other Business ActivitiesSells Insurance
Stephen operates under the DBA NW Securities Advisors for securities-related business and fixed insurance. He is also an agent for health, life, and variable insurance, and participates in finance and fundraising committees for Deschutes Land Trust, serves as a board member for Economic Development for Central Oregon, Crook County, and is a committee member for the Crook County Oregon Budget Committee.
Employment History
Current Registrations
Lasalle St. Investment Advisors, L.L.C.
Lasalle St Securities, L.L.C.
Lasalle St Securities, L.L.C.Broker
Previous Registrations
Lasalle St. Investment Advisors, L.L.C.
Western International Securities
Western International Securities, INC.Broker
First Allied Securities, INC.Broker
Round Hill Securities, INC.Broker
Pim Financial Services, INC.Broker
Northeast Securities, INC.Broker
Mfi Investments CORP.Broker
Kidder, Peabody & CO. IncorporatedBroker
Livingston Securities, INC.Broker
A. G. Edwards & Sons, INC.Broker
Shearson/american Express INC.Broker
Devito Investment CO.Broker
Belford Hammerbeck, INCBroker
E. F. Hutton & Company INCBroker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.