Richard Maurer is a registered investment advisor at Morgan Stanley, based in Williamsburg, VA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
437 West Duke of Gloucester Street, Williamsburg, VA, 23185
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
September 2013 - Present · 12 yrs 8 mos
Morgan StanleyBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
Bb&t Securities, LLC
January 2013 - September 2013 · 8 mos
Bb&t Securities, LLCBroker
January 2013 - September 2013 · 8 mos
Scott & Stringfellow, LLC
April 2001 - January 2013 · 11 yrs 9 mos
Scott & Stringfellow, LLCBroker
February 2001 - January 2013 · 11 yrs 11 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1988 - March 2001 · 12 yrs 4 mos
Legg Mason Wood Walker, IncorporatedBroker
November 1988 - November 1988 · 0 mos
Prudential-Bache Securities INC.Broker
July 1985 - November 1988 · 3 yrs 4 mos
E. F. Hutton & Company INCBroker
October 1977 - July 1985 · 7 yrs 9 mos
State Registrations41 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.