Dana Funk
Dana Funk is a registered investment advisor at Cetera Investment Advisers LLC, based in Chico, CA, with 48 years of industry experience. Dana operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
55 Independence Cir Ste 110, Chico, CA, 95973
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dana is an insurance agent selling various insurance products, including life, health, disability, annuities, long-term care, Medicare supplements, and drug plans, dedicating a few hours per week. Dana also operates under the DBA Dana Funk Financial Services for fixed insurance sales and service, spending about 10-20% of their time on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Advisors LLCBroker
Previous Registrations
Cetera Advisors LLC
Investors Capital Advisory
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Mutual of Omaha Investor Services, INC.Broker
State Registrations11 states
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