Robert Emmer is a CFP-designated registered investment advisor, based in Richmond, CA, with 47 years of industry experience.
Location
Richmond, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
August 2020 - Present · 5 yrs 9 mos
Raymond James Financial Services Advisors, INC
August 2020 - Present · 5 yrs 9 mos
Previous Registrations
Silversage Advisors
May 2017 - June 2021 · 4 yrs 1 mo
Geneos Wealth Management, INC.Broker
May 2017 - August 2020 · 3 yrs 3 mos
LPL Financial LLC
September 2009 - June 2017 · 7 yrs 9 mos
LPL Financial LLCBroker
September 2009 - June 2017 · 7 yrs 9 mos
Associated Securities CORP.
April 2003 - September 2009 · 6 yrs 5 mos
Associated Planners Investment Advisory INC
July 1997 - October 2009 · 12 yrs 3 mos
Associated Securities CORP.Broker
March 1988 - September 2009 · 21 yrs 6 mos
Van Kasper & CompanyBroker
May 1985 - March 1988 · 2 yrs 10 mos
Equitec Securities CompanyBroker
February 1978 - February 1985 · 7 yrs
State Registrations9 states
CACOCTFLHINYOHORWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.