Richard Martell is a registered investment advisor at LPL Financial LLC, based in San Ramon, CA, with 48 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2610 CROW CANYON Rd STE. 140, San Ramon, CA, 94583
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard is a co-owner of BFM Wealth Management, where he provides tax preparation and accounting services, dedicating about a quarter of his time. He also operates his LPL business under a DBA of BFM Wealth Management.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
Aig Financial Advisors, INC.Broker
Sunamerica Securities, INC.Broker
Royal Alliance Associates, INC.Broker
Anchor National Financial Services, INC.Broker
Hamilton,martell and Associates
Integrated Resources Equity CorporationBroker
Cal-Cap Securities, INC.Broker
Security First Financial, INC.Broker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.