David Smith
David Smith is a CFP-designated registered investment advisor at Ausdal Financial Partners, INC., based in Vero Beach, FL, with 48 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 16,572 clients with $3.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Maximum annual fee across investment advisory programs will not exceed 3%. Specific fee schedules are negotiated directly with your investment advisor representative.
Fee Estimator
Location
Vero Beach, FL
Get directionsHistory
Regulatory History (6)
Customer Dispute
February 2026Customer Dispute
February 2025Customer Dispute
October 2024Customer Dispute
October 2024Customer Dispute
October 2024Customer Dispute
March 2023Other Business ActivitiesSells Insurance
David oversees H&R Block tax preparation for clients on military bases in Italy, dedicating minimal time to this activity. He also sells insurance to clients, spending about 10-20% of his time on this.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Intervest International, INC.
Intervest International Equities CorporationBroker
Intervest International Equities CorporationBroker
Integrated Resources Equity CorporationBroker
Security Distributors, INC.Broker
Financial Planners Equity CorporationBroker
Cornerstone Financial Services, INC.Broker
State Registrations38 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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