William Cunningham
William Cunningham is a registered investment advisor at Saxony Capital Management, LLC, based in Lincolnshire, IL, with 39 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 762 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.20% |
| $500K - $1.0M | 1.90% |
| $1.0M - $2.0M | 1.60% |
| $2.0M - $5.0M | 1.30% |
| $5M+ | 1.20% |
Fees/Commissions are negotiable with each Advisory Client. The SCM annual platform fee is 0.2% and is included in the above fee schedule.
Fee Estimator
Location
111 Barclay Blvd., Suite 207, Lincolnshire, IL, 60069
Get directionsHistory
Regulatory History (2)
Employment Separation After Allegations
January 2017Customer Dispute
April 1998Other Business ActivitiesSells Insurance
William operates Foresight Investments as a DBA for investment-related activities. He is also an independent insurance agent with Retirement Income Planning Group, selling various insurance products, dedicating a few hours per week to this activity, and is the author/owner of a sole proprietorship, spending a few hours per week writing non-fiction books.
Employment History
Current Registrations
Saxony Capital Management, LLC
Saxony Securities, INC.Broker
Previous Registrations
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Foresight Investments, LLCBroker
Jersey Shore Trading Group INC.Broker
Phillip Louis Trading, INC.Broker
National Securities CorporationBroker
Liss Financial ServicesBroker
R. D. Kushnir & CO.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential-Bache Securities INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.