Frank Vargas is a registered investment advisor at RBC Capital Markets, LLC, based in Fresno, CA, with 46 years of industry experience. Frank operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5250 North Palm Avenue, Suite 111, Fresno, CA, 93704-2226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Fahnestock & CO., INC.Broker
B.C. Christopher Securities CO.Broker
Fsc Securities CorporationBroker
Sentra Securities CorporationBroker
Massachusetts Mutual Life Insurance CompanyBroker
Nel Equity Services CorporationBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.