James Hofheimer is a registered investment advisor at Morgan Stanley, based in Chicago, IL, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
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Assets Under Management
Fee Structure
Location
233 South Wacker Drive, Suite 8600, Chicago, IL, 60606
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works as an arbitrator for FINRA Dispute Resolution, starting in 2004. He dedicates minimal time to this investment/finance/banking related activity, with arbitrations occurring very sporadically.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley
Previous Registrations
Toroso Investments, LLC
Rothschild Investment CorporationBroker
Rothschild Investment Corporation
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations42 states
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