Terrence Ormsbee
Terrence Ormsbee is a registered investment advisor at Battle Capital Asset Management LLC, based in Phoenix, AZ, with 25 years of industry experience. Terrence operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1 clients with $23M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.25% |
The Management Fees and Performance-Based Fees are negotiable.
Fee Estimator
Location
Phoenix, AZ
Get directionsHistory
Regulatory History (2)
Customer Dispute
September 2002Customer Dispute
December 2001Other Business Activities
Terrence is an arbitrator for the National Futures Association and FINRA, spending minimal time on each. He is also the sole owner of Cannon Capital Management, LLC, which manages his personal investments, and provides expert witness testimony in securities-related arbitrations.
Employment History
Current Registrations
Battle Capital Asset Management LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Banc of America Investment Services, INC.
Citigroup Global Markets INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.