Thomas Tarka
Thomas Tarka is a registered investment advisor at RBC Capital Markets, LLC, based in Conshohocken, PA, with 47 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
Six Tower Bridge, 181 Washington Street, Suite 500, Conshohocken, PA, 19428-2000
Get directionsHistory
Regulatory History (3)
Customer Dispute
November 1992Customer Dispute
August 1987Employment Separation After Allegations
June 1985Other Business Activities
Thomas serves as a co-trustee for the Anna Fridenberg Residuary Trust, providing financial oversight. This activity requires minimal time and is not investment-related.
Employment History
Current Registrations
RBC Capital Markets, LLC
RBC Capital Markets, LLC
RBC Capital Markets, LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Advest, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Butcher & Singer INC.Broker
First Jersey Securities, INC.Broker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.