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Richard Risley

47 Years of Experience
East Hartford, CT
Broker

Richard Risley is a registered investment advisor, based in East Hartford, CT, with 47 years of industry experience.

Location

101 East River Drive, 4th Floor, East Hartford, CT, 06108

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Richard is a partner of Risley Marino Group, a DBA for Cetera Business. He also serves as power of attorney for his uncle, Charles Marcel, and trustee for a trust benefiting his sister. Additionally, he is a focus group member for Atlas Point LLC, providing feedback on their client behavior software.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Advisory Services, LLC
September 2012 - June 2019 · 6 yrs 9 mos
Foresters Financial Services, INC.Broker
July 1978 - June 2019 · 40 yrs 11 mos
State Registrations18 states
ALCACOCTFLGAMAMENCNHNJNYPARISCTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Richard Risley - Financial Advisor | TrueAdvisor