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CFP · ChFC
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CFP · ChFC

Barbara Malhoit

Ameriprise Financial Services, LLC
48 Years of Experience
Defiance, OH
Broker
View SEC Summary
View SEC Summary

Barbara Malhoit is a CFP, ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Defiance, OH, with 48 years of industry experience. Barbara is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12908 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

912 E 2nd St, Ste 103, Defiance, OH, 43512-2490

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Barbara has business ownership in an entity at Renaissance Place since 2001. This activity is not investment-related and takes a few hours per week.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 1999 - Present · 27 yrs 1 mo
Ameriprise Financial Services, LLC
July 1978 - Present · 48 yrs 3 mos
Ameriprise Financial Services, LLCBroker
July 1978 - Present · 48 yrs 3 mos
Previous Registrations
Ids Life Insurance CompanyBroker
July 1978 - July 2006 · 28 yrs
Ids Financial Services INC.Broker
July 1978 - December 1986 · 8 yrs 5 mos
State Registrations17 states
AZCAFLGAILINKYMINCNYOHPASCTNTXUTVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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