CN
CFA
CN
CFA

Charles Neuhauser

5 Years of Experience
Tuxedo Park, NY

Charles Neuhauser is a CFA-designated registered investment advisor at Mainwall Investment Management, LLC, based in Tuxedo Park, NY, with 5 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 11 clients with $18M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
11 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$17.8M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

The standard fee is 1.00% annually, but fees are negotiable at Mainwall Investment Management's discretion based on factors like account size, portfolio composition, and servicing needs.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Tuxedo Park, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Mainwall Investment Management, LLC
June 2021 - Present · 5 yrs 4 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.