Thomas Miller
Thomas Miller is a ChFC-designated registered investment advisor at Integrity Alliance, LLC, based in Lake Forest, CA, with 47 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
23201 Lake Center Dr, Ste 207, Lake Forest, CA, 92630
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas is the owner of The Visionlink Advisory Group, a compensation consulting firm, and spends about half his time there. He also sells life insurance through various insurance companies, dedicating a few hours per week, and is the chairman/manager of Paydesign LLC (DBA Bonusright.com) and owner of Visionlink Digital, Inc., both software companies for company bonus plan management, spending about 10-20% of his time at each.
Employment History
Current Registrations
Integrity Alliance, LLC
Integrity Alliance, LLC.Broker
Previous Registrations
Lion Street Advisors, LLC
Lion Street Financial, LLCBroker
M Holdings Securities, INC.
M Holdings Securities, INC.
M Holdings Securities, INC.Broker
Visionlink Financial Advisors, INC.
Signator Investors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
The Lincoln National Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.