Katherine Clark
Katherine Clark is a registered investment advisor at RBC Capital Markets, LLC, based in Chevy Chase, MD, with 47 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.
Location
5425 Wisconsin Avenue, Suite 301, Chevy Chase, MD, 20815-3552
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Regulatory History (5)
Customer Dispute
June 2020Customer Dispute
September 2012Customer Dispute
March 2007Customer Dispute
February 2002Customer Dispute
September 2000Other Business Activities
Katherine was on the board of directors for The Excel Institute, a training program for underprivileged young adults, from 2009 to 2018, dedicating about 10-20% of her time. Since 2019, she has served on the board of directors for the National Park Trust, a nonprofit, dedicating minimal time to assisting with education and the kids program.
Employment History
Current Registrations
RBC Capital Markets, LLCBroker
RBC Capital Markets, LLC
RBC Capital Markets, LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Citigroup Global Markets INC.Broker
Citigroup Global Markets INC.
Lehman Brothers INC.Broker
E. F. Hutton & Company INCBroker
Bache Halsey Stuart Shields IncorporatedBroker
State Registrations31 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.