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Michael Long

Stifel, Nicolaus & Company, Incorporated
46 Years of Experience
Venice, FL
2 DisclosuresBroker
View SEC Summary
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Michael Long is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Venice, FL, with 46 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

218 Harbor Drive South, Venice, FL, 34285

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2016
Denied
Customer Dispute
November 2003
Closed-No Action
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Michael is a board member of the Anchorage Homeowners Association, dedicating minimal time annually. He also serves on the finance committee for Mission Valley Country Club, spending minimal time monthly, and is a voting member on the Church of Redeemer Endowment Fund board, dedicating minimal time quarterly.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
November 2020 - Present · 5 yrs 11 mos
Stifel, Nicolaus & Company, IncorporatedBroker
November 2020 - Present · 5 yrs 11 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 1983 - November 2018 · 35 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1978 - November 2018 · 40 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
August 1978 - September 1978 · 1 mo
State Registrations3 states
ALFLNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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