Charlotte Dougherty
Charlotte Dougherty is a registered investment advisor at LPL Financial LLC, based in Cincinnati, OH, with 47 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
8044 Montgomery Rd Ste 505, Cincinnati, OH, 45236
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Charlotte operates under Dougherty, Tedesco, & Associates as a DBA for her LPL business, dedicating full-time hours to this investment-related activity. She also engages in non-variable insurance activities through Dougherty Tedesco & Associates, spending minimal time on it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Osaic Fa, INC.
Integrated Resources Equity CorporationBroker
Lincoln National Pension Insurance CompanyBroker
Osaic Fa, INC.Broker
The Lincoln National Life Insurance CompanyBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.