Anthony Purpero
Anthony Purpero is a registered investment advisor at Harbor Hills Financial Advisors, based in Montecito, CA, with 47 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 142 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Fees are generally negotiable. Qualified clients may choose a performance-based fee arrangement consisting of 1.50% quarterly plus a 15.00% performance fee on capital appreciation.
Fee Estimator
Location
1485 East Valley Road Suite 2, Montecito, CA, 93111
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2003Employment History
Current Registrations
Harbor Hills Financial Advisors
Previous Registrations
Changepath, LLC
Sorrento Pacific Financial, LLCBroker
Partnervest Advisory Services LLC
Partnervest Securities, INC.Broker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
Foster & Marshall/american Express INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Frederick Przekop, CFAMorgan Stanley
- Brian Yorty, CFPJ.P. Morgan Securities LLC
- Amber Ortiz, CFPRBC Securities, INC.
- Philip Kirshman, CFA, CFPManchester Capital Management LLC
- Norman Robertson, CFPMorgan Stanley
- Kimberly Malesky, CFPCreativeone Wealth, LLC