TC
TC

Thomas Cannon

43 Years of Experience
Huntington, WV
Broker

Thomas Cannon is a registered investment advisor at Morgan Stanley, based in Huntington, WV, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

1200 Third Avenue, Suite 100, Huntington, WV, 25701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas is a board member of The Huntington City Mission Inc. since 2005, involved in fundraising activities. This requires minimal time during trading hours.

Employment History
Current Registrations
Morgan Stanley
September 2020 - Present · 5 yrs 8 mos
Morgan StanleyBroker
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - September 2020 · 17 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - September 2020 · 17 yrs 2 mos
Prudential Securities Incorporated
April 1994 - July 2003 · 9 yrs 3 mos
Prudential Securities IncorporatedBroker
November 1982 - July 2003 · 20 yrs 8 mos
Investment Management & Research, INCBroker
October 1982 - December 1982 · 2 mos
State Registrations35 states
AZCACOCTDCDEFLGAILINKSKYLAMAMDMIMNMOMSMTNCNJNVNYOHOKPASCSDTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Cannon - Financial Advisor | TrueAdvisor