JH
JH

John Harris

43 Years of Experience
Mt. Pleasant, SC
1 DisclosureBroker

John Harris is a registered investment advisor at Raymond James & Associates, INC., based in Mt. Pleasant, SC, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

28 Bridgeside Blvd., Suite 203, Mt. Pleasant, SC, 29464

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History

Regulatory History (1)
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Customer Dispute
October 2002
Denied
Employment History
Current Registrations
Raymond James & Associates, INC.
June 2009 - Present · 17 yrs 3 mos
Raymond James & Associates, INC.Broker
April 2009 - Present · 17 yrs 5 mos
Previous Registrations
Citigroup Global Markets INC.Broker
January 2002 - May 2009 · 7 yrs 4 mos
Citigroup Global Markets INC.
February 1992 - May 2009 · 17 yrs 3 mos
The Robinson-Humphrey Company, LLCBroker
September 1983 - January 2002 · 18 yrs 4 mos
The Equitable Life Assurance Society of the United StatesBroker
February 1982 - January 1983 · 11 mos
State Registrations12 states
ALFLGAIDKSMDMINCSCUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Harris - Financial Advisor | TrueAdvisor