Thomas Shay
Thomas Shay is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Rochester, NY, with 47 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
1441 Monroe Ave., Rochester, NY, 14618
Get directionsHistory
Regulatory History (2)
Customer Dispute
April 2020Regulatory
August 2004Other Business ActivitiesSells Insurance
Thomas is an independent insurance agent for various companies since 2008, dedicating minimal time to this. He is also an advisory representative of a RIA and the sole owner/president of Eagleview Wealth Advisor LLC.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Gunnallen Financial, INCBroker
RBC Dain Rauscher INC.Broker
Prudential Securities IncorporatedBroker
Ids Marketing CorporationBroker
Advest, INC.Broker
Ids Securities CORP.Broker
Ids Life Insurance CompanyBroker
Ids Marketing CorporationBroker
Ids Financial Services INC.Broker
F. L. Putnam & Company, INC.Broker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.